12 CFR § 16.30 - Request for interpretive advice or no-objection letter.
---
identifier: "/us/cfr/t12/s16.30"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 16.30 - Request for interpretive advice or no-objection letter."
title_number: 12
title_name: "Banks and Banking"
section_number: "16.30"
section_name: "Request for interpretive advice or no-objection letter."
chapter_name: "COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY"
part_number: "16"
part_name: "SECURITIES OFFERING DISCLOSURE RULES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 1 93a, 1462a, 1463, 1464, and 5412(b)(2)(B)."
regulatory_source: "59 FR 54798, Nov. 2, 1994, unless otherwise noted."
cfr_part: "16"
---
# 16.30 Request for interpretive advice or no-objection letter.
Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:
(a) File a copy of the request, including any supporting attachments, with the OCC's Law Department at the address provided at *www.occ.gov*;
(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and
(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.
[59 FR 54798, Nov. 2, 1994, as amended at 82 FR 8109, Jan. 23, 2017; 85 FR 42641, July 14, 2020]