Title 17, Part 41 — Security Futures Products
28 sections
Section 41.1
Definitions.
Section 41.2
Required records.
Section 41.3
Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.
Section 41.4-41.9
§§ 41.4-41.9 [Reserved]
Section 41.11
Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
Section 41.12
Indexes underlying futures contracts trading for fewer than 30 days.
Section 41.13
Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
Section 41.14
Transition period for indexes that cease being narrow-based security indexes.
Section 41.15
Exclusion from definition of narrow-based security index for indexes composed of debt securities.
Section 41.21
Requirements for underlying securities.
Section 41.22
Required certifications.
Section 41.23
Listing of security futures products for trading.
Section 41.24
Rule amendments to security futures products.
Section 41.25
Additional conditions for trading for security futures products.
Section 41.27
Prohibition of dual trading in security futures products by floor brokers.
Section 41.31
Notice-designation requirements.
Section 41.32
Continuing obligations.
Section 41.33
Applications for exemptive orders.
Section 41.34
Exempt Provisions.
Section 41.41
Security futures products accounts.
Section 41.42
Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
Section 41.43
Definitions.
Section 41.44
General provisions.
Section 41.45
Required margin.
Section 41.46
Type, form and use of margin.
Section 41.47
Withdrawal of margin.
Section 41.48
Undermargined accounts.
Section 41.49
Filing proposed margin rule changes with the Commission.