17 CFR § 41.34 - Exempt Provisions.

---
identifier: "/us/cfr/t17/s41.34"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 41.34 - Exempt Provisions."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "41.34"
section_name: "Exempt Provisions."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "41"
part_name: "SECURITY FUTURES PRODUCTS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "Sections 206, 251 and 252, Pub. L. 106-554, 114 Stat. 2763, 7 U.S.C. 1a, 2, 6f, 6j, 7a-2, 12a; 15 U.S.C. 78g(c)(2)."
regulatory_source: "66 FR 44511, Aug. 23, 2001, unless otherwise noted."
cfr_part: "41"
---


# 41.34 Exempt Provisions.

Any board of trade notice-designated as a contract market in security futures products pursuant to § 41.31 also shall be exempt from:

(a) The following provisions of the Act, pursuant to section 5f(b)(1) of the Act:

(1) Section 4(c)(c);

(2) Section 4(c)(e);

(3) Section 4(c)(g);

(4) Section 4j;

(5) Section 5;

(6) Section 5c;

(7) Section 6a;

(8) Section 8(d);

(9) Section 9(f);

(10) Section 16 and;

(b) The following provisions, pursuant to section 5f(b)(4) of the Act:

(1) Section 6(a);

(2) Part 38 of this chapter;

(3) Part 40 of this chapter; and

(4) Section 41.27.

[67 FR 11229, Mar. 13, 2002]