Title 17, Part 49 — Swap Data Repositories
31 sections
Section 49.1
Scope.
Section 49.2
Definitions.
Section 49.3
Procedures for registration.
Section 49.4
Withdrawal from registration.
Section 49.5
Equity interest transfers.
Section 49.6
Request for transfer of registration.
Section 49.7
Swap data repositories located in foreign jurisdictions.
Section 49.8
Procedures for implementing swap data repository rules.
Section 49.9
Open swaps reports provided to the Commission.
Section 49.10
Acceptance and validation of data.
Section 49.11
Verification of swap data accuracy.
Section 49.12
Swap data repository recordkeeping requirements.
Section 49.13
Monitoring, screening and analyzing swap data.
Section 49.14
Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
Section 49.15
Real-time public reporting by swap data repositories.
Section 49.16
Privacy and confidentiality requirements of swap data repositories.
Section 49.17
Access to SDR data.
Section 49.18
Confidentiality arrangement.
Section 49.19
Core principles applicable to swap data repositories.
Section 49.20
Governance arrangements (Core Principle 2).
Section 49.21
Conflicts of interest (Core Principle 3).
Section 49.22
Chief compliance officer.
Section 49.23
Emergency authority policies and procedures.
Section 49.24
System safeguards.
Section 49.25
Financial resources.
Section 49.26
Disclosure requirements of swap data repositories.
Section 49.27
Access and fees.
Section 49.28
Operating hours of swap data repositories.
Section 49.29
Information relating to swap data repository compliance.
Section 49.30
Form and manner of reporting and submitting information to the Commission.
Section 49.31
Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.