17 CFR § 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.

---
identifier: "/us/cfr/t17/s49.14"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "49.14"
section_name: "Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "49"
part_name: "SWAP DATA REPOSITORIES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 1a, 2(a), 6r, 12a, and 24a, as amended by Title VII of the Wall Street Reform and Consumer Protection Act of 2010, Pub. L. 111-203, 124 Stat. 1376 (Jul. 21, 2010), unless otherwise noted."
regulatory_source: "76 FR 54575, Sept. 1, 2011, unless otherwise noted."
cfr_part: "49"
---


# 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.

A swap data repository shall have automated systems capable of identifying, aggregating, sorting, and filtering all swap transactions that are reported to it which are exempt from clearing pursuant to Section 2(h)(7) of the Act. Such capabilities shall be applicable to any information provided to a swap data repository by or on behalf of an end user regarding how such end user meets the requirements of Sections 2(h)(7)(A)(i), 2(h)(7)(A)(ii), and 2(h)(7)(A)(iii) of the Act and any Commission regulations thereunder.