17 CFR § 202.8 - Small entity compliance guides.

---
identifier: "/us/cfr/t17/s202.8"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 202.8 - Small entity compliance guides."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "202.8"
section_name: "Small entity compliance guides."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "202"
part_name: "INFORMAL AND OTHER PROCEDURES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77s, 77t, 77sss, 77uuu, 78d-1, 78u, 78w, 80a-37, 80a-41, 80b-9, 80b-11, and 7202, unless otherwise noted."
regulatory_source: "25 FR 6736, July 15, 1960, unless otherwise noted."
cfr_part: "202"
---


# 202.8 Small entity compliance guides.

The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

(a) *Q & A: Small Business and the SEC.* 
<sup>1</sup>
[^]

<sup>1</sup> These items are also available on the Securities and Exchange Commission Web site on the Internet, *http://www.sec.gov.*

(b) *The Work of the SEC.* 
<sup>1</sup>

(c) *Broker-Dealer Registration Package.*

(d) *Investment Adviser Registration Package.*

(e) *Investment Company Registration Package.*

(f) *Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.*

[62 FR 4105, Jan. 28, 1997]