Title 17, Chapter II — Chapter II
40 parts
Part 200
Organization; Conduct and Ethics; and
Information and Requests
174 sections
Part 201
Rules of Practice
126 sections
Part 202
Informal and Other Procedures
18 sections
Part 203
Rules Relating to Investigations
8 sections
Part 204
Rules Relating to Debt Collection
44 sections
Part 205
Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer
7 sections
Part 209
Forms Prescribed Under the Commission's Rules of Practice
2 sections
Part 210
Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
118 sections
Part 227
Regulation Crowdfunding, General Rules and Regulations
22 sections
Part 229
Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-k
131 sections
Part 230
General Rules and Regulations, Securities Act of 1933
214 sections
Part 232
Regulation S-t—general Rules and Regulations for Electronic Filings
36 sections
Part 239
Forms Prescribed Under the Securities Act of 1933
56 sections
Part 240
General Rules and Regulations, Securities Exchange Act of 1934
594 sections
Part 242
Regulations M, Sho, Ats, Ac, Nms, Se, and Sbsr, and Customer Margin Requirements for Security Futures
97 sections
Part 243
Regulation Fd
4 sections
Part 244
Regulation G
3 sections
Part 245
Regulation Blackout Trading Restriction
5 sections
Part 246
Credit Risk Retention
22 sections
Part 247
Regulation R—exemptions and Definitions Related to the Exceptions for Banks From the Definition of Broker
15 sections
Part 248
Regulations S-p, S-am, and S-id
35 sections
Part 249
Forms, Securities Exchange Act of 1934
89 sections
Part 249b
Further Forms, Securities Exchange Act of 1934
7 sections
Part 250
Cross-border Antifraud Law-enforcement Authority
1 sections
Part 255
Proprietary Trading and Certain Interests in and Relationships With Covered Funds
18 sections
Part 260
General Rules and Regulations, Trust Indenture Act of 1939
78 sections
Part 269
Forms Prescribed Under the Trust Indenture Act of 1939
11 sections
Part 270
Rules and Regulations, Investment Company Act of 1940
193 sections
Part 274
Forms Prescribed Under the Investment Company Act of 1940
39 sections
Part 275
Rules and Regulations, Investment Advisers Act of 1940
39 sections
Part 279
Forms Prescribed Under the Investment Advisers Act of 1940
8 sections
Part 285
Rules and Regulations Pursuant to Section 15(A) of the Bretton Woods Agreements Act
4 sections
Part 286
General Rules and Regulations Pursuant to Section 11(A) of the Inter-american Development Bank Act
4 sections
Part 287
General Rules and Regulations Pursuant to Section 11(A) of the Asian Development Bank Act
5 sections
Part 288
General Rules and Regulations Pursuant to Section 9(A) of the African Development Bank Act
5 sections
Part 289
General Rules and Regulations Pursuant to Section 13(A) of the International Finance Corporation Act
5 sections
Part 290
General Rules and Regulations Pursuant to Section 9(A) of the European Bank for Reconstruction and Development Act
5 sections
Part 300
Rules of the Securities Investor Protection Corporation
22 sections
Part 301
Forms, Securities Investor Protection Corporation
4 sections
Part 302
Orderly Liquidation of Covered Brokers or Dealers
8 sections