17 CFR § 210.12-15 - Summary of investments—other than investments in related parties.

---
identifier: "/us/cfr/t17/s210.12-15"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 210.12-15 - Summary of investments—other than investments in related parties."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "210.12-15"
section_name: "Summary of investments—other than investments in related parties."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "210"
part_name: "FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77nn(25), 77nn(26), 78c, 78j-1, 78l, 78m, 78n, 78o(d), 78q, 78u-5, 78w, 78ll, 78mm, 80a-8, 80a-20, 80a-29, 80a-30, 80a-31, 80a-37(a), 80b-3, 80b-11, 7202 and 7262, and sec. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012), unless otherwise noted."
cfr_part: "210"
---


# 210.12-15 Summary of investments—other than investments in related parties.

[For Insurance Companies]

| Type of investment | Cost | Value | Amount at which shown in the balance sheet |
| --- | --- | --- | --- |
| Fixed maturities: |  |  |  |
| Bonds: |  |  |  |
| United States Government and government agencies and authorities |  |  |  |
| States, municipalities and political subdivisions |  |  |  |
| Foreign governments |  |  |  |
| Public utilities |  |  |  |
| Convertibles and bonds with warrants attached |  |  |  |
| All other corporate bonds |  |  |  |
| Certificates of deposit |  |  |  |
| Redeemable preferred stock |  |  |  |
| Total fixed maturities |  |  |  |
| Equity securities: |  |  |  |
| Common stocks: |  |  |  |
| Public utilities |  |  |  |
| Banks, trust and insurance companies |  |  |  |
| Industrial, miscellaneous and all other |  |  |  |
| Nonredeemable preferred stocks |  |  |  |
| Total equity securities |  |  |  |
| Mortgage loans on real estate |  |  |  |
| Real estate |  |  |  |
| Policy loans |  |  |  |
| Other long-term investments |  |  |  |
| Short-term investments |  |  |  |
| Total investments |  |  |  |
| Original cost of equity securities and, as to fixed maturities, original cost reduced by repayments and adjusted for amortization of premiums or accrual of discounts. |  |  |  |
| If the amount at which shown in the balance sheet is different from the amount shown in either column B or C, state the reason for such difference. The total of this column should agree with the balance sheet. |  |  |  |
| All convertibles and bonds with warrants shall be included in this caption, regardless of issuer. |  |  |  |
| State separately any real estate acquired in satisfaction of debt. |  |  |  |

[46 FR 54337, Nov. 2, 1981]