17 CFR § 210.12-27 - Qualified assets on deposit.

---
identifier: "/us/cfr/t17/s210.12-27"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 210.12-27 - Qualified assets on deposit."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "210.12-27"
section_name: "Qualified assets on deposit."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "210"
part_name: "FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77nn(25), 77nn(26), 78c, 78j-1, 78l, 78m, 78n, 78o(d), 78q, 78u-5, 78w, 78ll, 78mm, 80a-8, 80a-20, 80a-29, 80a-30, 80a-31, 80a-37(a), 80b-3, 80b-11, 7202 and 7262, and sec. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012), unless otherwise noted."
cfr_part: "210"
---


# 210.12-27 Qualified assets on deposit.

| Column A—Name of depositary | Column B—Cash | Column C—Investments in securities | Column D—First mortgages and other first liens on real estate | Column E—Other | Column F—Total |
| --- | --- | --- | --- | --- | --- |
|  |  |  |  |  |  |
|  |  |  |  |  |  |
|  |  |  |  |  |  |
| All money columns shall be totaled. |  |  |  |  |  |
| Classify names of individual depositaries under group headings, such as banks and states. |  |  |  |  |  |
| Total of column F shall agree with note required by § 210.6-06(4) as to total amount of qualified Assets on Deposit. |  |  |  |  |  |

[59 FR 65637, Dec. 20, 1994, as amended at 83 FR 50208, Oct. 4, 2018]