Title 17, Part 229 — Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-k

131 sections

Section 229.10

(Item 10) General.

Section 229.101

(Item 101) Description of business.

Section 229.102

(Item 102) Description of property.

Section 229.103

(Item 103) Legal proceedings.

Section 229.104

(Item 104) Mine safety disclosure.

Section 229.105

(Item 105) Risk factors.

Section 229.106

(Item 106) Cybersecurity.

Section 229.201

(Item 201) Market price of and dividends on the registrant's common equity and related stockholder matters.

Section 229.202

(Item 202) Description of registrant's securities.

Section 229.301

[Reserved]

Section 229.302

(Item 302) Supplementary financial information.

Section 229.303

(Item 303) Management's discussion and analysis of financial condition and results of operations.

Section 229.304

(Item 304) Changes in and disagreements with accountants on accounting and financial disclosure.

Section 229.305

(Item 305) Quantitative and qualitative disclosures about market risk.

Section 229.306

[Reserved]

Section 229.307

(Item 307) Disclosure controls and procedures.

Section 229.308

(Item 308) Internal control over financial reporting.

Section 229.401

(Item 401) Directors, executive officers, promoters and control persons.

Section 229.402

(Item 402) Executive compensation.

Section 229.403

(Item 403) Security ownership of certain beneficial owners and management.

Section 229.404

(Item 404) Transactions with related persons, promoters and certain control persons.

Section 229.405

(Item 405) Compliance with Section 16(a) of the Exchange Act.

Section 229.406

(Item 406) Code of ethics.

Section 229.407

(Item 407) Corporate governance.

Section 229.408

(Item 408) Insider trading arrangements and policies.

Section 229.501

(Item 501) Forepart of Registration Statement and Outside Front Cover Page of Prospectus.

Section 229.502

(Item 502) Inside front and outside back cover pages of prospectus.

Section 229.503

(Item 503) Prospectus summary.

Section 229.504

(Item 504) Use of proceeds.

Section 229.505

(Item 505) Determination of offering price.

Section 229.506

(Item 506) Dilution.

Section 229.507

(Item 507) Selling security holders.

Section 229.508

(Item 508) Plan of distribution.

Section 229.509

(Item 509) Interests of named experts and counsel.

Section 229.510

(Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

Section 229.511

(Item 511) Other expenses of issuance and distribution.

Section 229.512

(Item 512) Undertakings.

Section 229.601

(Item 601) Exhibits.

Section 229.701

(Item 701) Recent sales of unregistered securities; use of proceeds from registered securities.

Section 229.702

(Item 702) Indemnification of directors and officers.

Section 229.703

(Item 703) Purchases of equity securities by the issuer and affiliated purchasers.

Section 229.801

Securities Act industry guides.

Section 229.802

Exchange Act industry guides.

Section 229.901

(Item 901) Definitions.

Section 229.902

(Item 902) Individual partnership supplements.

Section 229.903

(Item 903) Summary.

Section 229.904

(Item 904) Risk factors and other considerations.

Section 229.905

(Item 905) comparative information.

Section 229.906

(Item 906) Allocation of roll-up consideration.

Section 229.907

(Item 907) Background of the roll-up transaction.

Section 229.908

(Item 908) Reasons for and alternatives to the roll-up transaction.

Section 229.909

(Item 909) Conflicts of interest.

Section 229.910

(Item 910) Fairness of the transaction.

Section 229.911

(Item 911) Reports, opinions and appraisals.

Section 229.912

(Item 912) Source and amount of funds and transactional expenses.

Section 229.913

(Item 913) Other provisions of the transaction.

Section 229.914

(Item 914) Pro forma financial statements: selected financial data.

Section 229.915

(Item 915) Federal income tax consequences.

Section 229.1000

(Item 1000) Definitions.

Section 229.1001

(Item 1001) Summary term sheet.

Section 229.1002

(Item 1002) Subject company information.

Section 229.1003

(Item 1003) Identity and background of filing person.

Section 229.1004

(Item 1004) Terms of the transaction.

Section 229.1005

(Item 1005) Past contacts, transactions, negotiations and agreements.

Section 229.1006

(Item 1006) Purposes of the transaction and plans or proposals.

Section 229.1007

(Item 1007) Source and amount of funds or other consideration.

Section 229.1008

(Item 1008) Interest in securities of the subject company.

Section 229.1009

(Item 1009) Persons/assets, retained, employed, compensated or used.

Section 229.1010

(Item 1010) Financial statements.

Section 229.1011

(Item 1011) Additional information.

Section 229.1012

(Item 1012) The solicitation or recommendation.

Section 229.1013

(Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

Section 229.1014

(Item 1014) Fairness of the going-private transaction.

Section 229.1015

(Item 1015) Reports, opinions, appraisals and negotiations.

Section 229.1016

(Item 1016) Exhibits.

Section 229.1100

(Item 1100) General.

Section 229.1101

(Item 1101) Definitions.

Section 229.1102

(Item 1102) Forepart of registration statement and outside cover page of the prospectus.

Section 229.1103

(Item 1103) Transaction summary and risk factors.

Section 229.1104

(Item 1104) Sponsors.

Section 229.1105

(Item 1105) Static pool information.

Section 229.1106

(Item 1106) Depositors.

Section 229.1107

(Item 1107) Issuing entities.

Section 229.1108

(Item 1108) Servicers.

Section 229.1109

(Item 1109) Trustees and other transaction parties.

Section 229.1110

(Item 1110) Originators.

Section 229.1111

(Item 1111) Pool assets.

Section 229.1112

(Item 1112) Significant obligors of pool assets.

Section 229.1113

(Item 1113) Structure of the transaction.

Section 229.1114

(Item 1114) Credit enhancement and other support, except for certain derivatives instruments.

Section 229.1115

(Item 1115) Certain derivatives instruments.

Section 229.1116

(Item 1116) Tax matters.

Section 229.1117

(Item 1117) Legal proceedings.

Section 229.1118

(Item 1118) Reports and additional information.

Section 229.1119

(Item 1119) Affiliations and certain relationships and related transactions.

Section 229.1120

(Item 1120) Ratings.

Section 229.1121

(Item 1121) Distribution and pool performance information.

Section 229.1122

(Item 1122) Compliance with applicable servicing criteria.

Section 229.1123

(Item 1123) Servicer compliance statement.

Section 229.1124

(Item 1124) Sponsor interest in the securities.

Section 229.1125

(Item 1125) Schedule AL—Asset-level information.

Section 229.1201

(Item 1201) General instructions to oil and gas industry-specific disclosures.

Section 229.1202

(Item 1202) Disclosure of reserves.

Section 229.1203

(Item 1203) Proved undeveloped reserves.

Section 229.1204

(Item 1204) Oil and gas production, production prices and production costs.

Section 229.1205

(Item 1205) Drilling and other exploratory and development activities.

Section 229.1206

(Item 1206) Present activities.

Section 229.1207

(Item 1207) Delivery commitments.

Section 229.1208

(Item 1208) Oil and gas properties, wells, operations, and acreage.

Section 229.1300

(Item 1300) Definitions.

Section 229.1301

(Item 1301) General instructions.

Section 229.1302

(Item 1302) Qualified person, technical report summary, and technical studies.

Section 229.1303

(Item 1303) Summary disclosure.

Section 229.1304

(Item 1304) Individual property disclosure.

Section 229.1305

(Item 1305) Internal controls disclosure.

Section 229.1401

(Item 1401) General instructions.

Section 229.1402

(Item 1402) Distribution of assets, liabilities and stockholders' equity; interest rates and interest differential.

Section 229.1403

(Item 1403) Investments in debt securities.

Section 229.1404

(Item 1404) Loan portfolio.

Section 229.1405

(Item 1405) Allowance for Credit Losses.

Section 229.1406

(Item 1406) Deposits.

Section 229.1601

(Item 1601) Definitions.

Section 229.1602

(Item 1602) Registered offerings by special purpose acquisition companies.

Section 229.1603

(Item 1603) SPAC sponsor; conflicts of interest.

Section 229.1604

(Item 1604) De-SPAC transactions.

Section 229.1605

(Item 1605) Background of and reasons for the de-SPAC transaction; terms of the de-SPAC transaction; effects.

Section 229.1606

(Item 1606) Board determination about the de-SPAC transaction.

Section 229.1607

(Item 1607) Reports, opinions, appraisals, and negotiations.

Section 229.1608

(Item 1608) Tender offer filing obligations.

Section 229.1609

(Item 1609) Projections in de-SPAC transactions.

Section 229.1610

(Item 1610) Structured data requirement.