17 CFR § 232.100 - Persons and entities subject to mandated electronic filing.

---
identifier: "/us/cfr/t17/s232.100"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 232.100 - Persons and entities subject to mandated electronic filing."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "232.100"
section_name: "Persons and entities subject to mandated electronic filing."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "232"
part_name: "REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3, 77sss(a), 78c(b), 78 78m, 78n, 78n-1, 78o(d), 78w(a), 78 80a-6(c), 80a-8, 80a-29, 80a-30, 80a-37, 7201  and 18 U.S.C. 1350, unless otherwise noted."
regulatory_source: "58 FR 14670, Mar. 18, 1993, unless otherwise noted."
cfr_part: "232"
---


# 232.100 Persons and entities subject to mandated electronic filing.

The following persons or entities shall be subject to the electronic filing requirements of this part 232:

(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;

(b) Persons or entities whose filings are subject to review by the Division of Investment Management;

(c) Persons or entities whose filings are subject to review by the Division of Trading and Markets; and

(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.

[62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022; 90 FR 7359, Jan. 21, 2025]