17 CFR § 239.800 - Form CB, report of sales of securities in connection with an exchange offer or a rights offering.

---
identifier: "/us/cfr/t17/s239.800"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 239.800 - Form CB, report of sales of securities in connection with an exchange offer or a rights offering."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "239.800"
section_name: "Form CB, report of sales of securities in connection with an exchange offer or a rights offering."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "239"
part_name: "FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77sss, 78c, 78 78m, 78n, 78(d), 78-7 note, 78u-5, 78w(a), 78 78mm, 80a-2(a), 80a-3, 80a-8, 80a-9, 80a-10, 80a-13, 80a-24, 80a-26, 80a-29, 80a-30, 80a-37, and sec. 71003 and sec. 84001, Pub. L. 114-94, 129 Stat. 1321, unless otherwise noted."
regulatory_source: "33 FR 18991, Dec. 20, 1968, unless otherwise noted."
cfr_part: "239"
---


# 239.800 Form CB, report of sales of securities in connection with an exchange offer or a rights offering.

This Form is used to report sales of securities in connection with a rights offering in reliance upon § 230.801 of this chapter and to report sales of securities in connection with an exchange offer or business combination in reliance upon § 230.802 of this chapter.

[64 FR 61403, Nov. 10, 1999]

For  citations affecting Form CB, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at