17 CFR § 242.817 - Trade execution compliance schedule.

---
identifier: "/us/cfr/t17/s242.817"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 242.817 - Trade execution compliance schedule."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "242.817"
section_name: "Trade execution compliance schedule."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "242"
part_name: "REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78 78m, 78n, 78(b), 78(c), 78(g), 78q(a), 78q(b), 78q(h), 78w(a), 78dd-1, 78mm, 80a-23, 80a-29, 80a-37, and 8343."
regulatory_source: "62 FR 544, Jan. 3, 1997, unless otherwise noted."
cfr_part: "242"
---


# 242.817 Trade execution compliance schedule.

(a) A security-based swap transaction shall be subject to the requirements of section 3C(h) of the Act upon the later of:

(1) A determination by the Commission that the security-based swap is required to be cleared as set forth in section 3C(a) or any later compliance date that the Commission may establish as a term or condition of such determination or following a stay and review of such determination pursuant to section 3C(c) of the Act and § 240.3Ca-1 of this chapter thereunder; and

(2) Thirty days after the available-to-trade determination submission or certification for that security-based swap is, respectively, deemed approved under § 242.806 or deemed certified under § 242.807.

(b) Nothing in this section shall prohibit any counterparty from complying voluntarily with the requirements of section 3C(h) of the Act sooner than as provided in paragraph (a) of this section.