17 CFR § 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
---identifier: "/us/cfr/t17/s249.1001"source: "ecfr"legal_status: "authoritative_unofficial"title: "17 CFR § 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration."title_number: 17title_name: "Commodity and Securities Exchanges"section_number: "249.1001"section_name: "Form SIP, for application for registration as a securities information processor or to amend such an application or registration."chapter_name: "SECURITIES AND EXCHANGE COMMISSION"part_number: "249"part_name: "FORMS, SECURITIES EXCHANGE ACT OF 1934"positive_law: falsecurrency: "2026-04-05"last_updated: "2026-04-05"format_version: "1.1.0"generator: "[email protected]"authority: "15 U.S.C. 78a and 7201 12 U.S.C. 5461 18 U.S.C. 1350; Sec. 953(b) Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012), Sec. 107 Pub. L. 112-106, 126 Stat. 313 (2012), Sec. 72001 Pub. L. 114-94, 129 Stat. 1312 (2015), and secs. 2 and 3 Pub. L. 116-222, 134 Stat. 1063 (2020), unless otherwise noted."cfr_part: "249"---
Identifier
/us/cfr/t17/s249.1001
Currency
2026-04-05
Positive Law
No
Updated
2026-04-05
Chapter
Securities and Exchange Commission
Authority
15 U.S.C. 78a and 7201 12 U.S.C. 5461 18 U.S.C. 1350; Sec. 953(b) Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012), Sec. 107 Pub. L. 112-106, 126 Stat. 313 (201... 15 U.S.C. 78a and 7201 12 U.S.C. 5461 18 U.S.C. 1350; Sec. 953(b) Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012), Sec. 107 Pub. L. 112-106, 126 Stat. 313 (2012), Sec. 72001 Pub. L. 114-94, 129 Stat. 1312 (2015), and secs. 2 and 3 Pub. L. 116-222, 134 Stat. 1063 (2020), unless otherwise noted.
# 249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.[70 FR 37632, June 29, 2005]For citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at