17 CFR § 249b.200 - Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
---
identifier: "/us/cfr/t17/s249b.200"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 249b.200 - Form CA-1,\
\ form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "249b.200"
section_name: "Form CA-1,\
\ form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "249b"
part_name: "FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 78a unless otherwise noted;"
cfr_part: "249b"
---
# 249b.200 Form CA-1,
form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
<sup>1</sup> Copies of the form may be obtained from the Publication Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices.
This form shall be used for application for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
[40 FR 52359, Nov. 10, 1975, as amended at 51 FR 12134, Apr. 9, 1986; 73 FR 32228, June 5, 2008]
For citations affecting Form CA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at