Title 17, Part 255 — Proprietary Trading and Certain Interests in and Relationships With Covered Funds
18 sections
Section 255.1
Authority, purpose, scope, and relationship to other authorities.
Section 255.2
Definitions.
Section 255.3
Prohibition on proprietary trading.
Section 255.4
Permitted underwriting and market making-related activities.
Section 255.5
Permitted risk-mitigating hedging activities.
Section 255.6
Other permitted proprietary trading activities.
Section 255.7
Limitations on permitted proprietary trading activities.
Section 255.8-255.9
§§ 255.8-255.9 [Reserved]
Section 255.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
Section 255.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
Section 255.12
Permitted investment in a covered fund.
Section 255.13
Other permitted covered fund activities and investments.
Section 255.14
Limitations on relationships with a covered fund.
Section 255.15
Other limitations on permitted covered fund activities.
Section 255.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
Section 255.17-255.19
§§ 255.17-255.19 [Reserved]
Section 255.20
Program for compliance; reporting.
Section 255.21
Termination of activities or investments; penalties for violations.