17 CFR § 260.4d-9 - Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
---
identifier: "/us/cfr/t17/s260.4d-9"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 260.4d-9 - Exemption for Canadian Trust Indentures from Specified Provisions of the Act."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "260.4d-9"
section_name: "Exemption for Canadian Trust Indentures from Specified Provisions of the Act."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "260"
part_name: "GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77c, 77ddd, 77eee, 77ggg, 77nnn, 77sss, 78 (d), 80b-3, 80b-4, and 80b-11, unless otherwise noted."
regulatory_source: "5 FR 293, Jan. 25, 1940, unless otherwise noted."
cfr_part: "260"
---
# 260.4d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
Any trust indenture filed in connection with offerings on a registration statement on Form S-1, (§ 239.1 of this chapter) F-7, F-8, F-9, F-10 or F-80 (§§ 239.37 through 239.41 of this chapter) shall be exempt from the operation of sections 310(a)(3) and 310(a)(4), sections 310(b) through 316(a), and sections 316(c) through 318(a) of the Act; provided that the trust indenture is subject to:
(a) The Canada Business Corporations Act, R. S. C. 1985;
(b) The Bank Act, R. S. C. 1985;
(c) The Business Corporations Act, 1982 (Ontario), S. O. 1982; or
(d) The Company Act, R.S.B.C. 1979, C. 59.
[56 FR 30077, July 1, 1991, as amended at 57 FR 36501, Aug. 13, 1992; 58 FR 33190, June 16, 1993; 73 FR 983, Jan. 4, 2008]