17 CFR § 270.30a-4 - Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.

---
identifier: "/us/cfr/t17/s270.30a-4"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 270.30a-4 - Annual report for wholly-owned registered management investment company subsidiary of registered management investment company."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "270.30a-4"
section_name: "Annual report for wholly-owned registered management investment company subsidiary of registered management investment company."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "270"
part_name: "RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 80a-1  80a-34(d), 80a-37, 80a-39, 1681w(a)(1), 6801-6809, 6825, and Pub. L. 111-203, sec. 939A, 124 Stat. 1376 (2010), unless otherwise noted."
cfr_part: "270"
---


# 270.30a-4 Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.

Notwithstanding the provisions of § 270.30a-1, a registered management investment company that is a wholly-owned subsidiary of a registered management investment company need not file an annual report on Form N-CEN if financial information with respect to that subsidiary is reported in the parent's annual report on Form N-CEN.

[81 FR 82021, Nov. 18, 2016]