17 CFR § 270.30b1-4 - Report of proxy voting record.

---
identifier: "/us/cfr/t17/s270.30b1-4"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 270.30b1-4 - Report of proxy voting record."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "270.30b1-4"
section_name: "Report of proxy voting record."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "270"
part_name: "RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 80a-1  80a-34(d), 80a-37, 80a-39, 1681w(a)(1), 6801-6809, 6825, and Pub. L. 111-203, sec. 939A, 124 Stat. 1376 (2010), unless otherwise noted."
cfr_part: "270"
---


# 270.30b1-4 Report of proxy voting record.

Every registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), shall file an annual report on Form N-PX (§§ 249.326 and 274.129 of this chapter) not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30.

[68 FR 6581, Feb. 7, 2003, as amended at 87 FR 78809, Dec. 22, 2022]