17 CFR § 270.6b-1 - Exemption of employees' securities company pending determination of application.

---
identifier: "/us/cfr/t17/s270.6b-1"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 270.6b-1 - Exemption of employees' securities company pending determination of application."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "270.6b-1"
section_name: "Exemption of employees' securities company pending determination of application."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "270"
part_name: "RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 80a-1  80a-34(d), 80a-37, 80a-39, 1681w(a)(1), 6801-6809, 6825, and Pub. L. 111-203, sec. 939A, 124 Stat. 1376 (2010), unless otherwise noted."
cfr_part: "270"
---


# 270.6b-1 Exemption of employees' securities company pending determination of application.

Any employees' securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a-6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applicable to investment companies as such.

[Rule N-6B-1, 6 FR 6126, Dec. 2, 1941]