17 CFR § 274.13 - Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates.

---
identifier: "/us/cfr/t17/s274.13"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 274.13 - Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "274.13"
section_name: "Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "274"
part_name: "FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78 78m, 78n, 78n-1, 78(d), 80a-8, 80a-24, 80a-26, 80a-29, and sec. 939A, Pub. L. 111-203, 124 Stat. 1376, unless otherwise noted."
regulatory_source: "33 FR 19003, Dec. 20, 1968, unless otherwise noted."
cfr_part: "274"
---


# 274.13 Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates.

(a) This form shall be used for registration statement to be filed, pursuant to section 8(b) of the Investment Company Act of 1940, by unincorporated management investment companies currently issuing periodic payment plan certificates.

For  citations affecting Form N-8B-3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at