17 CFR § 274.203 - Form 4, statement of changes in beneficial ownership of securities.

---
identifier: "/us/cfr/t17/s274.203"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 274.203 - Form 4, statement of changes in beneficial ownership of securities."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "274.203"
section_name: "Form 4, statement of changes in beneficial ownership of securities."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "274"
part_name: "FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78 78m, 78n, 78n-1, 78(d), 80a-8, 80a-24, 80a-26, 80a-29, and sec. 939A, Pub. L. 111-203, 124 Stat. 1376, unless otherwise noted."
regulatory_source: "33 FR 19003, Dec. 20, 1968, unless otherwise noted."
cfr_part: "274"
---


# 274.203 Form 4, statement of changes in beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)

[67 FR 43537, June 28, 2002]

For  citations affecting Form 4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at