17 CFR § 274.404 - Form TH—Notification of reliance on temporary hardship exemption.

---
identifier: "/us/cfr/t17/s274.404"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 274.404 - Form TH—Notification of reliance on temporary hardship exemption."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "274.404"
section_name: "Form TH—Notification of reliance on temporary hardship exemption."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "274"
part_name: "FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78 78m, 78n, 78n-1, 78(d), 80a-8, 80a-24, 80a-26, 80a-29, and sec. 939A, Pub. L. 111-203, 124 Stat. 1376, unless otherwise noted."
regulatory_source: "33 FR 19003, Dec. 20, 1968, unless otherwise noted."
cfr_part: "274"
---


# 274.404 Form TH—Notification of reliance on temporary hardship exemption.

Form TH shall be filed by any electronic filer who submits to the Commission, pursuant to a temporary hardship exemption, a document in paper format that otherwise would be required to be submitted electronically, as prescribed by rule 201(a) of Regulation S-T (§ 232.201(a) of this chapter).

[58 FR 14861, Mar. 18, 1993]

For  citations affecting Form TH, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at