17 CFR § 302.107 - Qualified Financial Contracts.

---
identifier: "/us/cfr/t17/s302.107"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 302.107 - Qualified Financial Contracts."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "302.107"
section_name: "Qualified Financial Contracts."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "302"
part_name: "ORDERLY LIQUIDATION OF COVERED BROKERS OR DEALERS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 5385(h)."
regulatory_source: "85 FR 53668, Oct. 30, 2020, unless otherwise noted."
cfr_part: "302"
---


# 302.107 Qualified Financial Contracts.

The rights and obligations of any party to a qualified financial contract to which a covered broker or dealer is a party shall be governed exclusively by 12 U.S.C. 5390, including the limitations and restrictions contained in 12 U.S.C. 5390(c)(10)(B), and any regulations promulgated thereunder.