Title 40, Part 97 — Federal Nox Budget Trading Program, Cair Nox and So2 Trading Programs, Csapr Nox and So2 Trading Programs, and Texas So2 Trading Program
439 sections
Section 97.1
Purpose.
Section 97.2
Definitions.
Section 97.3
Measurements, abbreviations, and acronyms.
Section 97.4
Applicability.
Section 97.5
Retired unit exemption.
Section 97.6
Standard requirements.
Section 97.7
Computation of time.
Section 97.10
Authorization and responsibilities of NO authorized account representative.
Section 97.11
Alternate NO authorized account representative.
Section 97.12
Changing NO authorized account representative and alternate NO authorized account representative; changes in owners and operators.
Section 97.13
Account certificate of representation.
Section 97.14
Objections concerning NO authorized account representative.
Section 97.20
General NO Budget Trading Program permit requirements.
Section 97.21
Submission of NO Budget permit applications.
Section 97.22
Information requirements for NO Budget permit applications.
Section 97.23
NO Budget permit contents.
Section 97.24
NO Budget permit revisions.
Section 97.30
Compliance certification report.
Section 97.31
Administrator's action on compliance certifications.
Section 97.40
Trading program budget.
Section 97.41
Timing requirements for NO allowance allocations.
Section 97.42
NO allowance allocations.
Section 97.43
Compliance Supplement Pool.
Section 97.50
NO Allowance Tracking System accounts.
Section 97.51
Establishment of accounts.
Section 97.52
NO Allowance Tracking System responsibilities of NO authorized account representative.
Section 97.53
Recordation of NO allowance allocations.
Section 97.54
Compliance.
Section 97.55
Banking.
Section 97.56
Account error.
Section 97.57
Closing of general accounts.
Section 97.60
Submission of NO allowance transfers.
Section 97.61
EPA recordation.
Section 97.62
Notification.
Section 97.70
General requirements.
Section 97.71
Initial certification and recertification procedures.
Section 97.72
Out of control periods.
Section 97.73
Notifications.
Section 97.74
Recordkeeping and reporting.
Section 97.75
Petitions.
Section 97.76
Additional requirements to provide heat input data.
Section 97.80
Applicability.
Section 97.81
General.
Section 97.82
NO authorized account representative.
Section 97.83
Applying for NO Budget opt-in permit.
Section 97.84
Opt-in process.
Section 97.85
NO Budget opt-in permit contents.
Section 97.86
Withdrawal from NO Budget Trading Program.
Section 97.87
Change in regulatory status.
Section 97.88
NO allowance allocations to opt-in units.
Section 97.90
Appeal procedures.
Section 97.101
Purpose.
Section 97.102
Definitions.
Section 97.103
Measurements, abbreviations, and acronyms.
Section 97.104
Applicability.
Section 97.105
Retired unit exemption.
Section 97.106
Standard requirements.
Section 97.107
Computation of time.
Section 97.108
Appeal procedures.
Section 97.110
Authorization and responsibilities of CAIR designated representative.
Section 97.111
Alternate CAIR designated representative.
Section 97.112
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
Section 97.113
Certificate of representation.
Section 97.114
Objections concerning CAIR designated representative.
Section 97.115
Delegation by CAIR designated representative and alternate CAIR designated representative.
Section 97.120
General CAIR NO Annual Trading Program permit requirements.
Section 97.121
Submission of CAIR permit applications.
Section 97.122
Information requirements for CAIR permit applications.
Section 97.123
CAIR permit contents and term.
Section 97.124
CAIR permit revisions.
Section 97.140
State trading budgets.
Section 97.141
Timing requirements for CAIR NO allowance allocations.
Section 97.142
CAIR NO allowance allocations.
Section 97.143
Compliance supplement pool.
Section 97.144
Alternative of allocation of CAIR NO allowances and compliance supplement pool by permitting authority.
Section 97.150
[Reserved]
Section 97.151
Establishment of accounts.
Section 97.152
Responsibilities of CAIR authorized account representative.
Section 97.153
Recordation of CAIR NO allowance allocations.
Section 97.154
Compliance with CAIR NO emissions limitation.
Section 97.155
Banking.
Section 97.156
Account error.
Section 97.157
Closing of general accounts.
Section 97.160
Submission of CAIR NO allowance transfers.
Section 97.161
EPA recordation.
Section 97.162
Notification.
Section 97.170
General requirements.
Section 97.171
Initial certification and recertification procedures.
Section 97.172
Out of control periods.
Section 97.173
Notifications.
Section 97.174
Recordkeeping and reporting.
Section 97.175
Petitions.
Section 97.180
Applicability.
Section 97.181
General.
Section 97.182
CAIR designated representative.
Section 97.183
Applying for CAIR opt-in permit.
Section 97.184
Opt-in process.
Section 97.185
CAIR opt-in permit contents.
Section 97.186
Withdrawal from CAIR NO Annual Trading Program.
Section 97.187
Change in regulatory status.
Section 97.188
CAIR NO allowance allocations to CAIR NO opt-in units.
Section 97.201
Purpose.
Section 97.202
Definitions.
Section 97.203
Measurements, abbreviations, and acronyms.
Section 97.204
Applicability.
Section 97.205
Retired unit exemption.
Section 97.206
Standard requirements.
Section 97.207
Computation of time.
Section 97.208
Appeal procedures.
Section 97.210
Authorization and responsibilities of CAIR designated representative.
Section 97.211
Alternate CAIR designated representative.
Section 97.212
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
Section 97.213
Certificate of representation.
Section 97.214
Objections concerning CAIR designated representative.
Section 97.215
Delegation by CAIR designated representative and alternate CAIR designated representative.
Section 97.220
General CAIR SO Trading Program permit requirements.
Section 97.221
Submission of CAIR permit applications.
Section 97.222
Information requirements for CAIR permit applications.
Section 97.223
CAIR permit contents and term.
Section 97.224
CAIR permit revisions.
Section 97.250
[Reserved]
Section 97.251
Establishment of accounts.
Section 97.252
Responsibilities of CAIR authorized account representative.
Section 97.253
Recordation of CAIR SO allowances.
Section 97.254
Compliance with CAIR SO emissions limitation.
Section 97.255
Banking.
Section 97.256
Account error.
Section 97.257
Closing of general accounts.
Section 97.260
Submission of CAIR SO allowance transfers.
Section 97.261
EPA recordation.
Section 97.262
Notification.
Section 97.270
General requirements.
Section 97.271
Initial certification and recertification procedures.
Section 97.272
Out of control periods.
Section 97.273
Notifications.
Section 97.275
Petitions.
Section 97.280
Applicability.
Section 97.281
General.
Section 97.282
CAIR designated representative.
Section 97.283
Applying for CAIR opt-in permit.
Section 97.284
Opt-in process.
Section 97.285
CAIR opt-in permit contents.
Section 97.286
Withdrawal from CAIR SO Trading Program.
Section 97.287
Change in regulatory status.
Section 97.288
CAIR SO allowance allocations to CAIR SO opt-in units.
Section 97.301
Purpose.
Section 97.302
Definitions.
Section 97.303
Measurements, abbreviations, and acronyms.
Section 97.304
Applicability.
Section 97.305
Retired unit exemption.
Section 97.306
Standard requirements.
Section 97.307
Computation of time.
Section 97.308
Appeal procedures.
Section 97.310
Authorization and responsibilities of CAIR designated representative.
Section 97.311
Alternate CAIR designated representative.
Section 97.312
Changing CAIR designated representative and alternate CAIR designated representative; changes in owners and operators.
Section 97.313
Certificate of representation.
Section 97.314
Objections concerning CAIR designated representative.
Section 97.315
Delegation by CAIR designated representative and alternate CAIR designated representative.
Section 97.320
General CAIR NO Ozone Season Trading Program permit requirements.
Section 97.321
Submission of CAIR permit applications.
Section 97.322
Information requirements for CAIR permit applications.
Section 97.323
CAIR permit contents and term.
Section 97.324
CAIR permit revisions.
Section 97.340
State trading budgets.
Section 97.341
Timing requirements for CAIR NO Ozone Season allowance allocations.
Section 97.342
CAIR NO Ozone Season allowance allocations.
Section 97.343
Alternative of allocation of CAIR NO Ozone Season allowances by permitting authority.
Section 97.350
[Reserved]
Section 97.351
Establishment of accounts.
Section 97.352
Responsibilities of CAIR authorized account representative.
Section 97.353
Recordation of CAIR NO Ozone Season allowance allocations.
Section 97.354
Compliance with CAIR NO emissions limitation.
Section 97.355
Banking.
Section 97.356
Account error.
Section 97.357
Closing of general accounts.
Section 97.360
Submission of CAIR NO Ozone Season allowance transfers.
Section 97.361
EPA recordation.
Section 97.362
Notification.
Section 97.370
General requirements.
Section 97.371
Initial certification and recertification procedures.
Section 97.372
Out of control periods.
Section 97.373
Notifications.
Section 97.374
Recordkeeping and reporting.
Section 97.375
Petitions.
Section 97.380
Applicability.
Section 97.381
General.
Section 97.382
CAIR designated representative.
Section 97.383
Applying for CAIR opt-in permit.
Section 97.384
Opt-in process.
Section 97.385
CAIR opt-in permit contents.
Section 97.386
Withdrawal from CAIR NO Ozone Season Trading Program.
Section 97.387
Change in regulatory status.
Section 97.388
CAIR NO Ozone Season allowance allocations to CAIR NO Ozone Season opt-in units.
Section 97.401
Purpose.
Section 97.402
Definitions.
Section 97.403
Measurements, abbreviations, and acronyms.
Section 97.404
Applicability.
Section 97.405
Retired unit exemption.
Section 97.406
Standard requirements.
Section 97.407
Computation of time.
Section 97.408
Administrative appeal procedures.
Section 97.409
[Reserved]
Section 97.410
State NO Annual trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
Section 97.411
Timing requirements for CSAPR NO Annual allowance allocations.
Section 97.412
CSAPR NO Annual allowance allocations to new units.
Section 97.413
Authorization of designated representative and alternate designated representative.
Section 97.414
Responsibilities of designated representative and alternate designated representative.
Section 97.415
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.416
Certificate of representation.
Section 97.417
Objections concerning designated representative and alternate designated representative.
Section 97.418
Delegation by designated representative and alternate designated representative.
Section 97.419
[Reserved]
Section 97.420
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.421
Recordation of CSAPR NO Annual allowance allocations and auction results.
Section 97.422
Submission of CSAPR NO Annual allowance transfers.
Section 97.423
Recordation of CSAPR NO Annual allowance transfers.
Section 97.424
Compliance with CSAPR NO Annual emissions limitation.
Section 97.425
Compliance with CSAPR NO Annual assurance provisions.
Section 97.426
Banking.
Section 97.427
Account error.
Section 97.428
Administrator's action on submissions.
Section 97.429
[Reserved]
Section 97.430
General monitoring, recordkeeping, and reporting requirements.
Section 97.431
Initial monitoring system certification and recertification procedures.
Section 97.432
Monitoring system out-of-control periods.
Section 97.433
Notifications concerning monitoring.
Section 97.434
Recordkeeping and reporting.
Section 97.435
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.501
Purpose.
Section 97.502
Definitions.
Section 97.503
Measurements, abbreviations, and acronyms.
Section 97.504
Applicability.
Section 97.505
Retired unit exemption.
Section 97.506
Standard requirements.
Section 97.507
Computation of time.
Section 97.508
Administrative appeal procedures.
Section 97.509
[Reserved]
Section 97.510
State NO Ozone Season Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
Section 97.511
Timing requirements for CSAPR NO Ozone Season Group 1 allowance allocations.
Section 97.512
CSAPR NO Ozone Season Group 1 allowance allocations to new units.
Section 97.513
Authorization of designated representative and alternate designated representative.
Section 97.514
Responsibilities of designated representative and alternate designated representative.
Section 97.515
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.516
Certificate of representation.
Section 97.517
Objections concerning designated representative and alternate designated representative.
Section 97.518
Delegation by designated representative and alternate designated representative.
Section 97.519
[Reserved]
Section 97.520
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.521
Recordation of CSAPR NO Ozone Season Group 1 allowance allocations and auction results.
Section 97.522
Submission of CSAPR NO Ozone Season Group 1 allowance transfers.
Section 97.523
Recordation of CSAPR NO Ozone Season Group 1 allowance transfers.
Section 97.524
Compliance with CSAPR NO Ozone Season Group 1 emissions limitation.
Section 97.525
Compliance with CSAPR NO Ozone Season Group 1 assurance provisions.
Section 97.526
Banking and conversion.
Section 97.527
Account error.
Section 97.528
Administrator's action on submissions.
Section 97.529
[Reserved]
Section 97.530
General monitoring, recordkeeping, and reporting requirements.
Section 97.531
Initial monitoring system certification and recertification procedures.
Section 97.532
Monitoring system out-of-control periods.
Section 97.533
Notifications concerning monitoring.
Section 97.534
Recordkeeping and reporting.
Section 97.535
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.601
Purpose.
Section 97.602
Definitions.
Section 97.603
Measurements, abbreviations, and acronyms.
Section 97.604
Applicability.
Section 97.605
Retired unit exemption.
Section 97.606
Standard requirements.
Section 97.607
Computation of time.
Section 97.608
Administrative appeal procedures.
Section 97.609
[Reserved]
Section 97.610
State SO Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
Section 97.611
Timing requirements for CSAPR SO Group 1 allowance allocations.
Section 97.612
CSAPR SO Group 1 allowance allocations to new units.
Section 97.613
Authorization of designated representative and alternate designated representative.
Section 97.614
Responsibilities of designated representative and alternate designated representative.
Section 97.615
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.616
Certificate of representation.
Section 97.617
Objections concerning designated representative and alternate designated representative.
Section 97.618
Delegation by designated representative and alternate designated representative.
Section 97.619
[Reserved]
Section 97.620
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.621
Recordation of CSAPR SO Group 1 allowance allocations and auction results.
Section 97.622
Submission of CSAPR SO Group 1 allowance transfers.
Section 97.623
Recordation of CSAPR SO Group 1 allowance transfers.
Section 97.624
Compliance with CSAPR SO Group 1 emissions limitation.
Section 97.625
Compliance with CSAPR SO Group 1 assurance provisions.
Section 97.626
Banking.
Section 97.627
Account error.
Section 97.628
Administrator's action on submissions.
Section 97.629
[Reserved]
Section 97.630
General monitoring, recordkeeping, and reporting requirements.
Section 97.631
Initial monitoring system certification and recertification procedures.
Section 97.632
Monitoring system out-of-control periods.
Section 97.633
Notifications concerning monitoring.
Section 97.634
Recordkeeping and reporting.
Section 97.635
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.701
Purpose.
Section 97.702
Definitions.
Section 97.703
Measurements, abbreviations, and acronyms.
Section 97.704
Applicability.
Section 97.705
Retired unit exemption.
Section 97.706
Standard requirements.
Section 97.707
Computation of time.
Section 97.708
Administrative appeal procedures.
Section 97.709
[Reserved]
Section 97.710
State SO Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
Section 97.711
Timing requirements for CSAPR SO Group 2 allowance allocations.
Section 97.712
CSAPR SO Group 2 allowance allocations to new units.
Section 97.713
Authorization of designated representative and alternate designated representative.
Section 97.714
Responsibilities of designated representative and alternate designated representative.
Section 97.715
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.716
Certificate of representation.
Section 97.717
Objections concerning designated representative and alternate designated representative.
Section 97.718
Delegation by designated representative and alternate designated representative.
Section 97.719
[Reserved]
Section 97.720
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.721
Recordation of CSAPR SO Group 2 allowance allocations and auction results.
Section 97.722
Submission of CSAPR SO Group 2 allowance transfers.
Section 97.723
Recordation of CSAPR SO Group 2 allowance transfers.
Section 97.724
Compliance with CSAPR SO Group 2 emissions limitation.
Section 97.725
Compliance with CSAPR SO Group 2 assurance provisions.
Section 97.726
Banking.
Section 97.727
Account error.
Section 97.728
Administrator's action on submissions.
Section 97.729
[Reserved]
Section 97.730
General monitoring, recordkeeping, and reporting requirements.
Section 97.731
Initial monitoring system certification and recertification procedures.
Section 97.732
Monitoring system out-of-control periods.
Section 97.733
Notifications concerning monitoring.
Section 97.734
Recordkeeping and reporting.
Section 97.735
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.801
Purpose.
Section 97.802
Definitions.
Section 97.803
Measurements, abbreviations, and acronyms.
Section 97.804
Applicability.
Section 97.805
Retired unit exemption.
Section 97.806
Standard requirements.
Section 97.807
Computation of time.
Section 97.808
Administrative appeal procedures.
Section 97.809
[Reserved]
Section 97.810
State NO Ozone Season Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
Section 97.811
Timing requirements for CSAPR NO Ozone Season Group 2 allowance allocations.
Section 97.812
CSAPR NO Ozone Season Group 2 allowance allocations to new units.
Section 97.813
Authorization of designated representative and alternate designated representative.
Section 97.814
Responsibilities of designated representative and alternate designated representative.
Section 97.815
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.816
Certificate of representation.
Section 97.817
Objections concerning designated representative and alternate designated representative.
Section 97.818
Delegation by designated representative and alternate designated representative.
Section 97.819
[Reserved]
Section 97.820
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.821
Recordation of CSAPR NO Ozone Season Group 2 allowance allocations and auction results.
Section 97.822
Submission of CSAPR NO Ozone Season Group 2 allowance transfers.
Section 97.823
Recordation of CSAPR NO Ozone Season Group 2 allowance transfers.
Section 97.824
Compliance with CSAPR NO Ozone Season Group 2 emissions limitation.
Section 97.825
Compliance with CSAPR NO Ozone Season Group 2 assurance provisions.
Section 97.826
Banking and conversion.
Section 97.827
Account error.
Section 97.828
Administrator's action on submissions.
Section 97.829
[Reserved]
Section 97.830
General monitoring, recordkeeping, and reporting requirements.
Section 97.831
Initial monitoring system certification and recertification procedures.
Section 97.832
Monitoring system out-of-control periods.
Section 97.833
Notifications concerning monitoring.
Section 97.834
Recordkeeping and reporting.
Section 97.835
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.901
Purpose.
Section 97.902
Definitions.
Section 97.903
Measurements, abbreviations, and acronyms.
Section 97.904
Applicability.
Section 97.905
Retired unit exemptions.
Section 97.906
General provisions.
Section 97.907
Computation of time.
Section 97.908
Administrative appeal procedures.
Section 97.909
[Reserved]
Section 97.910
Texas SO Trading Program budget, Supplemental Allowance Pool budget, and variability limit.
Section 97.911
Texas SO Trading Program allowance allocations.
Section 97.912
Texas SO Trading Program Supplemental Allowance Pool.
Section 97.913
Authorization of designated representative and alternate designated representative.
Section 97.914
Responsibilities of designated representative and alternate designated representative.
Section 97.915
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.916
Certificate of representation.
Section 97.917
Objections concerning designated representative and alternate designated representative.
Section 97.918
Delegation by designated representative and alternate designated representative.
Section 97.919
[Reserved]
Section 97.920
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.921
Recordation of Texas SO Trading Program allowance allocations.
Section 97.922
Submission of Texas SO Trading Program allowance transfers.
Section 97.923
Recordation of Texas SO Trading Program allowance transfers.
Section 97.924
Compliance with Texas SO Trading Program emissions limitations.
Section 97.925
Compliance with Texas SO Trading Program assurance provisions.
Section 97.926
Banking.
Section 97.927
Account error.
Section 97.928
Administrator's action on submissions.
Section 97.929
[Reserved]
Section 97.930
General monitoring, recordkeeping, and reporting requirements.
Section 97.931
Initial monitoring system certification and recertification procedures.
Section 97.932
Monitoring system out-of-control periods.
Section 97.933
Notifications concerning monitoring.
Section 97.934
Recordkeeping and reporting.
Section 97.935
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Section 97.1001
Purpose.
Section 97.1002
Definitions.
Section 97.1003
Measurements, abbreviations, and acronyms.
Section 97.1004
Applicability.
Section 97.1005
Retired unit exemption.
Section 97.1006
Standard requirements.
Section 97.1007
Computation of time.
Section 97.1008
Administrative appeal procedures.
Section 97.1009
[Reserved]
Section 97.1010
State NO Ozone Season Group 3 trading budgets, set-asides, and variability limits.
Section 97.1011
CSAPR NO Ozone Season Group 3 allowance allocations to existing units.
Section 97.1012
CSAPR NO Ozone Season Group 3 allowance allocations to new units.
Section 97.1013
Authorization of designated representative and alternate designated representative.
Section 97.1014
Responsibilities of designated representative and alternate designated representative.
Section 97.1015
Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
Section 97.1016
Certificate of representation.
Section 97.1017
Objections concerning designated representative and alternate designated representative.
Section 97.1018
Delegation by designated representative and alternate designated representative.
Section 97.1019
[Reserved]
Section 97.1020
Establishment of compliance accounts, assurance accounts, and general accounts.
Section 97.1021
Recordation of CSAPR NO Ozone Season Group 3 allowance allocations and auction results.
Section 97.1022
Submission of CSAPR NO Ozone Season Group 3 allowance transfers.
Section 97.1023
Recordation of CSAPR NO Ozone Season Group 3 allowance transfers.
Section 97.1024
Compliance with CSAPR NO Ozone Season Group 3 primary emissions limitation; backstop daily NO emissions rate.
Section 97.1025
Compliance with CSAPR NO Ozone Season Group 3 assurance provisions; CSAPR NO Ozone Season Group 3 secondary emissions limitation.
Section 97.1026
Banking and conversion; bank recalibration.
Section 97.1027
Account error.
Section 97.1028
Administrator's action on submissions.
Section 97.1029
[Reserved]
Section 97.1030
General monitoring, recordkeeping, and reporting requirements.
Section 97.1031
Initial monitoring system certification and recertification procedures.
Section 97.1032
Monitoring system out-of-control periods.
Section 97.1033
Notifications concerning monitoring.
Section 97.1034
Recordkeeping and reporting.
Section 97.1035
Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.