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40 CFR § 97.353 - Recordation of CAIR NO Ozone Season allowance allocations.

---
identifier: "/us/cfr/t40/s97.353"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "40 CFR § 97.353 - Recordation of CAIR NO Ozone Season allowance allocations."
title_number: 40
title_name: "Protection of Environment"
section_number: "97.353"
section_name: "Recordation of CAIR NO Ozone Season allowance allocations."
chapter_name: "ENVIRONMENTAL PROTECTION AGENCY"
subchapter_number: "C"
subchapter_name: "AIR PROGRAMS"
part_number: "97"
part_name: "FEDERAL NOX BUDGET TRADING PROGRAM, CAIR NOX AND SO2 TRADING PROGRAMS, CSAPR NOX AND SO2 TRADING PROGRAMS, AND TEXAS SO2 TRADING PROGRAM"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "42 U.S.C. 7401, 7403, 7410, 7426, 7491, 7601, and 7651,"
regulatory_source: "65 FR 2727, Jan. 18, 2000, unless otherwise noted. 71 FR 25396, 25422, and 25443, Apr. 28, 2006"
cfr_part: "97"
---

# 97.353 Recordation of CAIR NO Ozone Season allowance allocations.

(a) By September 30, 2007, the Administrator will record in the CAIR NO<sub>X</sub> Ozone Season sources compliance account the CAIR NO<sub>X</sub> Ozone Season allowances allocated for the CAIR NO<sub>X</sub> Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in 2009.

(b) By September 30, 2008, the Administrator will record in the CAIR NO<sub>X</sub> Ozone Season source's compliance account the CAIR NO<sub>X</sub> Ozone Season allowances allocated for the CAIR NO<sub>X</sub> Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in 2010.

(c) By September 30, 2009, the Administrator will record in the CAIR NO<sub>X</sub> Ozone Season source's compliance account the CAIR Ozone Season NO<sub>X</sub> allowances allocated for the CAIR NO<sub>X</sub> Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control periods in 2011, 2012, and 2013.

(d) By December 1, 2010 and December 1 of each year thereafter, the Administrator will record in the CAIR NO<sub>X</sub> Ozone Season source's compliance account the CAIR NO<sub>X</sub> Ozone Season allowances allocated for the CAIR NO<sub>X</sub> Ozone Season units at the source in accordance with § 97.342(a) and (b) for the control period in the fourth year after the year of the applicable deadline for recordation under this paragraph.

(e) By September 1, 2009 and September 1 of each year thereafter, the Administrator will record in the CAIR NO<sub>X</sub> Ozone Season source's compliance account the CAIR NO<sub>X</sub> Ozone Season allowances allocated for the CAIR NO<sub>X</sub> Ozone Season units at the source in accordance with § 97.342(a) and (c) for the control period in the year of the applicable deadline for recordation under this paragraph.

(f) *Serial numbers for allocated CAIR NO*<sub>X</sub> *Ozone Season allowances.* When recording the allocation of CAIR NO<sub>X</sub> Ozone Season allowances for a CAIR NO<sub>X</sub> Ozone Season unit in a compliance account, the Administrator will assign each CAIR NO<sub>X</sub> Ozone Season allowance a unique identification number that will include digits identifying the year of the control period for which the CAIR NO<sub>X</sub> Ozone Season allowance is allocated.