Title 17, Part 279 — Forms Prescribed Under the Investment Advisers Act of 1940
8 sections
Section 279.0-1
Availability of forms.
Section 279.1
Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
Section 279.2
Form ADV-W, notice of withdrawal from registration as investment adviser.
Section 279.3
Form ADV-H, application for a temporary or continuing hardship exemption.
Section 279.4
Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
Section 279.5-279.7
§§ 279.5-279.7 [Reserved]
Section 279.8
Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
Section 279.9
Form PF, reporting by investment advisers to private funds.