17 CFR § 279.9 - Form PF, reporting by investment advisers to private funds.

---
identifier: "/us/cfr/t17/s279.9"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 279.9 - Form PF, reporting by investment advisers to private funds."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "279.9"
section_name: "Form PF, reporting by investment advisers to private funds."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "279"
part_name: "FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "The Investment Advisers Act of 1940, 15 U.S.C. 80b-1,  Pub. L. 111-203, 124 Stat. 1376."
regulatory_source: "33 FR 19005, Dec. 20, 1968, unless otherwise noted."
cfr_part: "279"
---


# 279.9 Form PF, reporting by investment advisers to private funds.

This form shall be filed pursuant to Rule 204(b)-1 (§ 275.204(b)-1 of this chapter) by certain investment advisers registered or required to register under section 203 of the Act (15 U.S.C. 80b-3) that act as an investment adviser to one or more private funds.

[76 FR 71175, Nov. 16, 2011]

For  citations affecting Form PF, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at