Title 17, Part 300 — Rules of the Securities Investor Protection Corporation
22 sections
Section 300.100
General.
Section 300.101
Individual accounts.
Section 300.102
Accounts held by executors, administrators, guardians, etc.
Section 300.103
Accounts held by a corporation, partnership or unincorporated association.
Section 300.104
Trust accounts.
Section 300.105
Joint accounts.
Section 300.200
General.
Section 300.201
Accounts introduced by same or different broker or dealer.
Section 300.300
Definitions.
Section 300.301
Contracts to be closed out or completed.
Section 300.302
Mechanics of closeout or completion.
Section 300.303
Report to trustee.
Section 300.304
Retained rights of brokers or dealers.
Section 300.305
Excluded contracts.
Section 300.306
Completion or closeout pursuant to SIPC direction.
Section 300.307
Completion with cash or securities of customer.
Section 300.400
Satisfaction of customer claims for standardized options.
Section 300.500
General.
Section 300.501
Claim for cash.
Section 300.502
Claim for securities.
Section 300.503
Voidable securities transactions.
Section 300.600
Rules relating to supplemental report on SIPC membership.