17 CFR § 300.201 - Accounts introduced by same or different broker or dealer.

---
identifier: "/us/cfr/t17/s300.201"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 300.201 - Accounts introduced by same or different broker or dealer."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "300.201"
section_name: "Accounts introduced by same or different broker or dealer."
chapter_name: "SECURITIES AND EXCHANGE COMMISSION"
part_number: "300"
part_name: "RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 78ccc."
regulatory_source: "44 FR 5077, Jan. 25, 1979, unless otherwise noted."
cfr_part: "300"
---


# 300.201 Accounts introduced by same or different broker or dealer.

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.